In most cases the steps to acquiring a stock loan are relatively few. Typically, the funding can be arranged in as litle as five business days, however with restricted securities the process can take longer in order to fulfill compliance issues.

Freetrading Shares:

1. Borrower contacts lender/agent requesting a loan
2. Lender/broker gathers information from borrower and delivers a term sheet within 24 hours.
3. Borrower approves terms and a formal loan agreement is sent to the borrower within 24 hours.
4. Borrower executes agreement, and overnights all docs back to lender.
5. Lender receives agreement, reviews transaction and instructs funds to be wired within 48 hours.
6. Funds are wired into borrowers account.

Restricted Shares:

1. Borrower contacts lender/agent requesting a loan
2. Lender/agent gathers information from borrower
3. Lender completes a complete technical and fundemental analysis of the stock going back up to seven years and delivers a term sheet within 5 business days
4. Borrower approves term sheet and begins compliance process
5. Lender/broker delivers contract to borrower
6. Upon completion of compliance, and return of executed contract, funds are wired into borrowers account.

• Stock Loan 101 - What is a Stock Loan?
• Stock Loan 101 - The Loan Process
• Stock Loan 101 - Loan Benefits
• Stock Loan 101 - Stock Loans vs. Margin Loans
• Stock Loan 101 - Using Options
• Stock Loan 101 - Use of Proceeds
• Stock Loan 101 - Loan Scenarios

For more information about a stock loan, please contact our office.
For an online quote request, please use the short form on the right side of this page.